Heuerman Fund for the Study of Investment Law and Regulation
UNITED STATES OF AMERICA
SECURITIES
UNITED STATES SECURITIES EXCHANGE COMMISSION
100 F Street, N.E.
Washington, D.C. 20549
Phone: (202) 942-8088
Phone directory
Fax: 202-942-9634 (Investor Complaint Center)
E-mail: Guide to electronic mailboxes at the SEC
Internet: http://www.sec.gov/
FEDERAL SECURITIES STATUTES AND RULES
Futures
COMMODITY FUTURES TRADING COMMISSION
Three Lafayette Centre
1155 21 st Street, N.W.
Washington, D.C. 20581
Phone: (202) 418-5000; TTY (202) 418-5514
Fax: (202) 418-5521
E-mail: Guide to mailboxes at the CFTC
Internet: http://www.cftc.gov/
US Commodity Futures Legislation, regulations and administrative material
Securities SRO's
NEW YORK STOCK EXCHANGE
11 Wall Street
New York, N.Y. 10005
Phone: (212) 656-3000
Fax:
E-mail: Contact the NYSE
Internet: http://www.nyse.com
NYSE CONSTITUTION
NYSE RULES
NYSE LISTED COMPANY MANUAL
AMERICAN STOCK EXCHANGE
86 Trinity Place
New York, N.Y. 10006
Phone: (212) 306-1000
More phone numbers at the ASE
Fax:
E-mail: Mailboxes at AMEX
Internet: http://www.amex.com/
AMEX CONSTITUTION
AMEX RULES
AMEX COMPANY GUIDE
Financial Industry Regulatory Authority (FINRA)
1735 K Street, NW
Washington, DC 20006
Phone: (301) 590-6500
FINRA Phone Directory
E-mail: Mail Boxes at FINRA
Internet: http://www.finra.com
FINRA MANUAL
FINRA Notices to Members
MUNICIPAL SECURITIES RULEMAKING BOARD
1900 Duke Street
Suite 600
Alexandria, VA 22314
Phone: (703) 797-6600
Fax: (703) 797-6700
Other fax numbers at MSRB
E-mail:
Internet: http://www.msrb.org
MSRB RULES AND FORMS
MSRB INTERPRETIVE LETTERS
MSRB INTERPRETIVE NOTICES
Futures SRO's
NATIONAL FUTURES ASSOCIATION
200 W. Madison Street, #1600
Chicago, IL 60606-3477
Phone: (312) 781-1300
Fax: (312) 781-1467
New York Office:
120 Broadway, #1125
New York, NY 10271
Phone: (212) 608-8660
Fax: (212) 964-3913
Compliance phone directory
E-mail: information@nfa.futures.org
Other e-mail addresses at NFA
Internet: http://www.nfa.futures.org/
NFA MANUAL/RULES
BANKING
BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
20th Street and Constitution Ave., N.W.
Washington, DC 20551
Phone: (202) 452-3000
Other telephone numbers
Fax:
E-mail: Send e-mail from web site
Internet: http://www.federalreserve.gov/
FEDERAL RESERVE REGULATIONS
FEDERAL RESERVE LEGAL INTERPRETATIONS
COMPTROLLER OF THE CURRENCY
Independence Square
250 E Street, SW
Washington, DC 20219
Mailing Address:
Comptroller of the Currency
Washington, DC 20219-0001
Phone: (202) 874-5000; TDD: (202) 927-3275
OCC Phone Directory
Fax:
E-mail: Mailboxes at the Comptroller's Office
Internet: http://www.occ.treas.gov
COMPTROLLER OF CURRENCY REGULATIONS
OTHER LEGAL AND REGULATORY MATERIAL
OCC GUIDANCE, PRECEDENCE & COURT DOCUMENTS
FEDERAL DEPOSIT INSURANCE CORP.
550 Seventeenth Street, NW
Washington, DC 20429-9990
Phone: 202-736-0000, 877-275-3342; TDD: 800-925-4618
Phone directory
Regional offices
Fax:
E-mail: Mailboxes at the FDIC
Internet: http://www.fdic.gov
FDIC LAWS & REGULATIONS
OFFICE OF THRIFT SUPERVISION
U.S. Department of Treasury
1700 G Street NW
Washington, DC 20552
Phone: (202) 906-6000 Other OTS Contact Numbers
Fax:
E-Mail: Mailboxes at OTS
Internet: http://www.ots.treas.gov/
OTS REGULATORY MATERIAL
NATIONAL CREDIT UNION ADMINISTRATION
1775 Duke St.
Alexandria, VA 22314-3428
Phone: (703) 518-6300
Fax: (703) 518-6660
Phone and Fax Directory
E-mail: Mailboxes at NCUA
Internet: http://www.ncua.gov/
NCUA REGULATIONS, LEGAL OPINIONS & LAWS
FEDERAL FINANCIAL INSTITUTIONS EXAMINATION COUNCIL
2000 K St. NW
Suite 310
Washington, DC 20006
Phone: (202) 872-7500
Fax:
E-mail: Mailboxes at the FFIEC
Internet: http://www.ffiec.gov
US Banking Legislation
last updated 8/27/2008
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U.S. Agencies
